Personnel Hong Kong SFC License Details (ID 2308956)

Personnel Hong Kong SFC License Details (ID 2308956)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FIDELITY MANAGEMENT &AMP; RESEARCH (HONG KONG) LIMITED (TRADING AS FIDELITY INVESTMENTS)	Rep	Asset management	2022-01-06	-
	Rep	Dealing in futures contracts	2022-01-06	-
	Rep	Dealing in securities	2022-01-06	-
Polymer Capital Management (HK) Limited	Rep	Asset management	2021-10-05	2021-12-13
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-02-08	2021-09-07
	Rep	Dealing in futures contracts	2018-02-08	2021-09-07
	Rep	Dealing in securities	2018-02-08	2021-09-07
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-02-08	2021-09-07
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2018-01-18	2021-09-07
OP INVESTMENT MANAGEMENT LIMITED	Rep	Asset management	2015-08-20	2017-12-15
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2014-08-18	2015-08-14