Personnel SFC Licences and HKMA Registrations (ID 2308958)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in securities	2015-04-09	-
	Rep	Dealing in securities	2014-11-12	2014-11-19
	Rep	Dealing in securities	2014-08-18	2014-08-20

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.