Personnel SFC Licences and HKMA Registrations (ID 23092236)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Everbright Securities Investment Services (HK) Limited	Rep	Asset management	2023-11-03	-
CES Commodities (HK) Limited	Rep	Dealing in futures contracts	2019-10-29	-
Everbright Securities Digital Finance (HK) Limited	Rep	Dealing in securities	2019-10-29	-
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Dealing in securities	2019-04-25	-
	Rep	Advising on securities	2019-04-25	2024-02-23
Everbright Securities Investment Services (HK) Limited	Rep	Advising on securities	2019-04-25	-
	Rep	Dealing in securities	2019-04-25	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.