Personnel SFC Licences and HKMA Registrations (ID 23098121)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2024-12-05	-
	Rep	Dealing in securities	2024-12-05	-
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2021-09-15	2024-09-30
	Rep	Dealing in securities	2021-09-15	2024-09-30
Vantage Capital Markets HK Limited	Rep	Dealing in futures contracts	2019-04-26	2021-06-11
	Rep	Dealing in securities	2019-04-26	2021-06-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.