Personnel SFC Licences and HKMA Registrations (ID 2310862)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2025-06-05	-
Jefferies Hong Kong Limited	Rep	Dealing in securities	2022-02-07	2025-05-15
BlackRock Asset Management North Asia Limited	Rep	Advising on securities	2018-05-21	2022-01-05
	Rep	Asset management	2018-05-21	2022-01-05
	Rep	Dealing in securities	2018-05-10	2022-01-05
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-09-01	2018-03-24
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-08-20	2017-04-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.