Personnel Hong Kong SFC License Details (ID 23113593)

Personnel Hong Kong SFC License Details (ID 23113593)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Asset management	2020-04-03	2020-08-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Asset management	2020-04-03	2020-08-06
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2020-03-27	2020-08-06
	Rep	Dealing in securities	2020-03-27	2020-08-06
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2020-03-27	2020-08-06
	Rep	Dealing in securities	2020-03-27	2020-08-06
CASH Wealth Management Limited	Rep	Advising on securities	2019-04-30	2019-11-29
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2019-04-30	2019-11-29