Personnel SFC Licences and HKMA Registrations (ID 23113744)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Zynergy Asset Management Limited	RO	Advising on securities	2025-09-23	-
	RO	Asset management	2025-09-23	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	RO	Advising on securities	2023-07-04	2025-09-21
	RO	Dealing in securities	2023-07-04	2025-09-21
	Rep	Advising on securities	2023-06-07	2023-07-04
	Rep	Dealing in securities	2023-06-07	2023-07-04
	Rep	Asset management	2023-06-07	2025-09-21
Venture Smart Asia Limited	RO	Advising on securities	2022-02-10	2023-04-16
	RO	Asset management	2022-02-10	2023-04-16
	RO	Dealing in securities	2022-02-10	2023-04-16
	Rep	Advising on securities	2019-04-30	2022-02-10
	Rep	Asset management	2019-04-30	2022-02-10
	Rep	Dealing in securities	2019-04-30	2022-02-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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