| XinKong International Securities Limited | RO | Advising on securities | 2024-12-20 | - |
| RO | Dealing in securities | 2024-12-20 | - |
| Rep | Advising on securities | 2024-08-16 | 2024-12-20 |
| Rep | Dealing in securities | 2024-08-16 | 2024-12-20 |
| JMC Capital HK Limited | Rep | Dealing in securities | 2021-03-23 | 2022-12-30 |
| JMC Capital International Limited | Rep | Dealing in futures contracts | 2021-03-23 | 2022-12-30 |
| Rep | Dealing in securities | 2021-03-23 | 2022-12-30 |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2020-07-07 | 2021-01-29 |
| Rep | Dealing in securities | 2020-07-07 | 2021-01-29 |
| Quam Securities Limited | RO | Dealing in futures contracts | 2020-01-22 | 2020-03-22 |
| RO | Dealing in securities | 2020-01-22 | 2020-03-22 |
| Rep | Dealing in futures contracts | 2019-01-03 | 2020-01-22 |
| Rep | Dealing in securities | 2019-01-03 | 2020-01-22 |
| SDIC SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-08-25 | 2018-12-07 |
| SDIC SECURITIES FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-08-25 | 2018-12-07 |
| FOUNDER FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2017-02-10 | 2017-08-12 |
| FOUNDER SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2017-02-10 | 2017-08-12 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2016-02-02 | 2017-01-27 |
| SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Dealing in securities | 2015-09-15 | 2016-01-07 |
| SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2014-12-29 | 2016-01-07 |
| Rep | Dealing in securities | 2014-12-29 | 2016-01-07 |
| WING FUNG FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-11-13 | 2014-12-02 |
| WING FUNG SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-13 | 2014-12-02 |
| Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2014-08-25 | 2014-11-05 |
| Rep | Dealing in securities | 2014-08-25 | 2014-11-05 |