Personnel Hong Kong SFC License Details (ID 2312397)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SUMITOMO MITSUI DS ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Dealing in securities	2024-04-23	-
	Rep	Advising on securities	2019-10-01	-
	Rep	Asset management	2019-10-01	-
SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2016-05-20	2019-09-30
	Rep	Asset management	2016-05-20	2019-09-30
Quam Securities Limited	Rep	Dealing in futures contracts	2014-08-25	2016-04-22
	Rep	Dealing in securities	2014-08-25	2016-04-22