Personnel Hong Kong SFC License Details (ID 23125577)

Personnel Hong Kong SFC License Details (ID 23125577)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2020-07-02	2021-07-24
	Rep	Dealing in securities	2020-07-02	2021-07-24
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2019-05-02	2020-05-15
	Rep	Advising on securities	2019-05-02	2020-05-15
	Rep	Dealing in securities	2019-05-02	2020-05-15
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2019-05-02	2020-05-15
	Rep	Advising on securities	2019-05-02	2020-05-15
	Rep	Dealing in securities	2019-05-02	2020-05-15