Personnel Hong Kong SFC License Details (ID 2312900)

Personnel Hong Kong SFC License Details (ID 2312900)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2025-06-10	2025-06-13
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2025-06-10	2025-06-13
UBS SECURITIES ASIA LIMITED	Rep	Dealing in securities	2024-10-30	2024-11-05
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2024-10-30	2024-11-05
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Providing automated trading services	2014-08-27	2015-11-30
	Rep	Dealing in futures contracts	2014-08-27	2019-07-01
	Rep	Dealing in securities	2014-08-27	2019-07-01