Personnel Hong Kong SFC License Details (ID 2312902)

Personnel Hong Kong SFC License Details (ID 2312902)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2020-08-18	2022-07-05
	Rep	Advising on securities	2020-08-18	2022-07-05
	Rep	Dealing in securities	2020-08-18	2022-07-05
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2020-08-18	2022-07-05
VISION FINANCE ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-09-19	2020-05-02
	Rep	Asset management	2018-09-19	2020-05-02
VISION FINANCE INTERNATIONAL COMPANY LIMITED	Rep	Dealing in securities	2018-09-19	2020-05-02
CCB INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2014-08-27	2018-07-21
	Rep	Advising on securities	2014-08-27	2018-07-21
	Rep	Dealing in securities	2014-08-27	2018-07-21