Personnel Hong Kong SFC License Details (ID 2312905)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2020-03-09	-
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2015-02-18	2017-04-08
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2014-08-26	2014-09-26
	Rep	Dealing in securities	2014-08-26	2014-09-26