Personnel Hong Kong SFC License Details (ID 2312916)

Personnel Hong Kong SFC License Details (ID 2312916)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Macquarie Asia Securities Limited	Rep	Dealing in securities	2022-07-26	2022-08-23
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2022-07-26	2022-08-23
	Rep	Dealing in securities	2022-07-26	2022-08-23
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-08-26	2021-10-04
	Rep	Dealing in securities	2014-08-26	2021-10-04
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2014-08-26	2021-10-04
	Rep	Dealing in securities	2014-08-26	2021-10-04