Personnel Hong Kong SFC License Details (ID 2312920)

Personnel Hong Kong SFC License Details (ID 2312920)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOYUAN CAPITAL (HONG KONG) LIMITED	RO	Advising on corporate finance	2026-06-17	-
GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED	Rep	Dealing in securities	2026-06-17	-
GUOYUAN CAPITAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2025-02-25	2026-06-17
GUOTAI JUNAN CAPITAL LIMITED	Rep	Advising on corporate finance	2017-05-09	2024-12-30
MESSIS CAPITAL LIMITED	Rep	Advising on corporate finance	2015-04-30	2017-04-19
INCU CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2014-08-27	2015-04-16