Personnel SFC Licences and HKMA Registrations (ID 23131818)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CCB INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2024-02-06	-
	Rep	Asset management	2024-02-06	-
	Rep	Dealing in securities	2024-02-06	-
BOCHK Asset Management Limited	Rep	Advising on securities	2019-05-03	2020-03-08
	Rep	Asset management	2019-05-03	2020-03-08
	Rep	Dealing in securities	2019-05-03	2020-03-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.