Personnel SFC Licences and HKMA Registrations (ID 23131839)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2019-05-03	-
	Rep	Dealing in securities	2019-05-03	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2019-05-03	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.