Chan, Siu Wing (SFC:BEC072) 陳紹榮

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	Rep	Advising on securities	2017-01-12	-
	Rep	Asset management	2017-01-12	-
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2014-08-29	2017-01-06
	Rep	Asset management	2014-08-29	2017-01-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mackenzie Investments Asia Limited	Rep	Advising on securities	2017-01-12	-
	Rep	Asset management	2017-01-12	-
SPARX Asia Investment Advisors Limited	Rep	Advising on securities	2014-08-29	2017-01-06
	Rep	Asset management	2014-08-29	2017-01-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.