Personnel Hong Kong SFC License Details (ID 2314820)

Personnel Hong Kong SFC License Details (ID 2314820)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Advising on corporate finance	2025-05-23	2026-05-14
	RO	Advising on securities	2025-05-23	2026-05-14
	RO	Dealing in securities	2025-05-23	2026-05-14
	Rep	Advising on corporate finance	2024-10-29	2025-05-23
	Rep	Advising on securities	2024-10-29	2025-05-23
	Rep	Dealing in securities	2024-10-29	2025-05-23
MIZUHO SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2020-03-19	2023-06-06
	Rep	Advising on securities	2020-03-19	2023-06-06
	Rep	Dealing in securities	2020-03-19	2023-06-06
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-09-01	2020-01-22
	Rep	Advising on securities	2014-09-01	2020-01-22
	Rep	Dealing in securities	2014-09-01	2020-01-22
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-09-01	2020-01-22
	Rep	Advising on securities	2014-09-01	2020-01-22
	Rep	Dealing in securities	2014-09-01	2020-01-22