Sit, Ko Wai 薛高偉 SFC Licences and HKMA Registrations (ID 2315421)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on securities	2023-09-05	-
	Rep	Dealing in futures contracts	2019-08-01	-
	Rep	Dealing in securities	2017-06-13	-
Crosby Securities Limited	Rep	Advising on securities	2015-08-31	2017-06-08
	Rep	Dealing in securities	2015-08-31	2017-06-08
Guosen Securities (HK) Brokerage Company, Limited	Rep	Advising on securities	2014-09-02	2015-08-27
	Rep	Dealing in securities	2014-09-02	2015-08-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.