Personnel SFC Licences and HKMA Registrations (ID 23154431)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BOCOM International Securities Limited	Rep	Dealing in securities	2026-10-12	-
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2026-08-21	-
	Rep	Dealing in securities	2026-08-21	-
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2019-05-09	2024-05-06
	Rep	Advising on securities	2019-05-09	2024-05-06
	Rep	Dealing in securities	2019-05-09	2024-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.