Personnel Hong Kong SFC License Details (ID 2315947)

Personnel Hong Kong SFC License Details (ID 2315947)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Providing automated trading services	2017-11-30	2023-12-22
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2017-10-25	2023-12-22
GOLDMAN SACHS (ASIA) SECURITIES LIMITED	Rep	Dealing in futures contracts	2017-10-25	2023-12-22
	Rep	Dealing in securities	2017-10-25	2023-12-22
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2016-08-31	2017-07-18
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2014-09-03	2017-07-18
	Rep	Dealing in securities	2014-09-03	2017-07-18
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2014-09-03	2017-07-18