Personnel Hong Kong SFC License Details (ID 2315949)

Personnel Hong Kong SFC License Details (ID 2315949)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
XHK Limited	Rep	Dealing in futures contracts	2026-07-16	-
	Rep	Dealing in securities	2026-07-16	-
GigaMoney Limited	RO	Dealing in securities	2025-10-08	2025-12-07
	Rep	Dealing in securities	2025-10-03	2025-10-08
EverShine International Securities Limited	RO	Dealing in securities	2025-02-07	2025-09-21
CC Kingdom Corporate Finance Limited	Rep	Dealing in securities	2024-09-16	2024-12-31
VALUABLE CAPITAL LIMITED	Rep	Advising on securities	2022-11-11	2023-06-30
	Rep	Dealing in securities	2022-11-11	2023-06-30
Glory Sun Securities Limited	Rep	Advising on securities	2021-10-05	2022-02-28
	Rep	Dealing in securities	2020-11-10	2022-02-28
Changjiang Securities Brokerage (HK) Limited	Rep	Dealing in securities	2019-05-07	2020-10-29
Fosun International Securities Limited	Rep	Dealing in securities	2018-11-14	2019-01-28
Tensant Securities Limited	Rep	Dealing in securities	2018-05-03	2018-10-07
Glory Sun Securities Limited	Rep	Advising on corporate finance	2017-09-20	2018-04-28
	Rep	Dealing in securities	2017-09-20	2018-04-28
SBI China Capital Financial Services Limited	Rep	Advising on securities	2016-09-12	2017-08-31
	Rep	Dealing in securities	2016-09-12	2017-08-31
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2014-09-03	2016-05-01
	Rep	Dealing in securities	2014-09-03	2016-05-01