Personnel Hong Kong SFC License Details (ID 2315957)

Personnel Hong Kong SFC License Details (ID 2315957)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-10-10	2022-03-30
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2018-10-10	2022-03-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-09-30	2016-10-06
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-09-30	2016-10-06
	Rep	Dealing in securities	2016-09-30	2016-10-06
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2016-03-09	2016-03-11
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2016-03-09	2016-03-11
	Rep	Dealing in securities	2016-03-09	2016-03-11
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-11-30	2015-12-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-11-30	2015-12-05
	Rep	Dealing in securities	2015-11-30	2015-12-05
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2015-04-27	2015-04-30
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2015-04-27	2015-04-30
	Rep	Dealing in securities	2015-04-27	2015-04-30
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2014-09-03	2014-09-05
Merrill Lynch Far East Limited	Rep	Dealing in futures contracts	2014-09-03	2014-09-05
	Rep	Dealing in securities	2014-09-03	2014-09-05