Personnel

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2024-07-02	-
ABCI Securities Company Limited	Rep	Advising on securities	2024-03-15	2024-06-03
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-08-26	2022-11-14
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2019-05-10	2019-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2024-07-02	-
ABCI Securities Company Limited	Rep	Advising on securities	2024-03-15	2024-06-03
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-08-26	2022-11-14
HAITONG INTERNATIONAL RESEARCH LIMITED	Rep	Advising on securities	2019-05-10	2019-07-05

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.