Personnel Hong Kong SFC License Details (ID 2316505)

Personnel Hong Kong SFC License Details (ID 2316505)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Advising on futures contracts	2026-05-15	-
	Rep	Dealing in futures contracts	2026-05-15	-
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Advising on securities	2026-05-15	-
	Rep	Dealing in securities	2026-05-15	-
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Advising on futures contracts	2021-04-09	2026-04-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2021-04-09	2026-04-10
GUOTAI JUNAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2021-03-30	2026-04-10
GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2021-03-30	2026-04-10
HAITONG INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2014-09-05	2021-03-05
HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2014-09-05	2021-03-05