Personnel Hong Kong SFC License Details (ID 2316512)

Personnel Hong Kong SFC License Details (ID 2316512)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Octiv Capital Limited	Rep	Advising on securities	2024-11-01	2024-11-01
	Rep	Asset management	2024-11-01	2024-11-01
	RO	Advising on securities	2024-11-01	2026-08-31
	RO	Asset management	2024-11-01	2026-08-31
BASE ASSET MANAGEMENT LTD	Rep	Advising on securities	2024-04-17	2024-10-31
	Rep	Asset management	2024-04-17	2024-10-31
SG SECURITIES (HK) LIMITED	Rep	Providing automated trading services	2014-09-05	2017-12-22
	Rep	Dealing in futures contracts	2014-09-05	2017-12-22
	Rep	Dealing in securities	2014-09-05	2017-12-22