| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SPIC Asset Management (Hong Kong) Company Limited | RO | Advising on securities | 2025-01-20 | - |
| RO | Asset management | 2025-01-20 | - | |
| RO | Dealing in securities | 2025-01-20 | - | |
| Rep | Advising on securities | 2023-09-11 | 2025-01-20 | |
| Rep | Dealing in securities | 2023-09-11 | 2025-01-20 | |
| RO | Advising on securities | 2023-06-13 | 2023-09-11 | |
| RO | Dealing in securities | 2023-06-13 | 2023-09-11 | |
| Rep | Asset management | 2021-10-11 | 2025-01-20 | |
| Kaisa Financial Group Company Limited | Rep | Dealing in securities | 2019-09-18 | 2019-11-30 |
| Kaisa Asset Management Limited | Rep | Advising on securities | 2019-07-16 | 2019-11-30 |
| Rep | Asset management | 2019-07-16 | 2019-11-30 | |
| XinKong International Asset Management Limited | Rep | Asset management | 2015-10-14 | 2016-08-01 |
| XinKong International Securities Limited | Rep | Advising on securities | 2015-10-14 | 2016-08-01 |
| YUE XIU SECURITIES COMPANY LIMITED | Rep | Advising on securities | 2015-05-27 | 2015-07-20 |
| YUE XIU ASSET MANAGEMENT LIMITED | Rep | Asset management | 2014-09-05 | 2015-04-15 |
No HKMA registrations in the collected records.