Personnel SFC Licences and HKMA Registrations (ID 23172542)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2023-06-21	-
	Rep	Advising on securities	2021-05-26	-
GF Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-05-14	2022-01-27
	Rep	Asset management	2019-05-14	2022-01-27

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.