Personnel SFC Licences and HKMA Registrations (ID 2317792)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DWS Investments Hong Kong Limited	Rep	Asset management	2017-09-21	-
	Rep	Advising on securities	2017-03-31	-
	Rep	Dealing in securities	2017-03-31	-
E FUND MANAGEMENT (HONG KONG) CO., LIMITED	Rep	Dealing in securities	2015-06-23	2015-07-11
	Rep	Advising on securities	2014-09-08	2015-07-11
	Rep	Asset management	2014-09-08	2015-07-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.