Personnel Hong Kong SFC License Details (ID 2317795)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2018-09-14	2023-10-31
BNP PARIBAS SECURITIES (ASIA) LIMITED	Rep	Advising on corporate finance	2016-02-19	2018-07-17
GF Securities (Hong Kong) Brokerage Limited	Rep	Dealing in securities	2014-10-07	2016-01-17
GF Capital (Hong Kong) Limited	Rep	Advising on corporate finance	2014-09-08	2016-01-17