Personnel Hong Kong SFC License Details (ID 23182959)

Personnel Hong Kong SFC License Details (ID 23182959)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2026-09-03	-
	Rep	Dealing in securities	2026-09-03	-
CNCB (Hong Kong) Capital Limited	Rep	Advising on corporate finance	2022-02-04	2026-08-14
	Rep	Advising on securities	2022-02-04	2026-08-14
	Rep	Dealing in securities	2022-02-04	2026-08-14
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on corporate finance	2019-05-16	2021-12-16
	Rep	Advising on securities	2019-05-16	2021-12-16
	Rep	Dealing in securities	2019-05-16	2021-12-16