Personnel SFC Licences and HKMA Registrations (ID 23183033)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Marex Financial Services Hong Kong Limited	Rep	Dealing in futures contracts	2022-10-24	-
	Rep	Dealing in securities	2022-10-24	-
Sunrise Brokers (Hong Kong) Limited	Rep	Dealing in futures contracts	2019-05-16	2022-10-07
	Rep	Dealing in securities	2019-05-16	2022-10-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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