Personnel SFC Licences and HKMA Registrations (ID 2318353)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CINDA INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2026-03-12	-
CINDA INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2019-06-25	-
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-06-25	2026-03-12
Yuanta Securities (Hong Kong) Company Limited	Rep	Leveraged foreign exchange trading	2016-03-07	2016-10-31
	Rep	Dealing in futures contracts	2016-03-07	2017-11-23
	Rep	Dealing in securities	2016-03-07	2017-11-23
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2014-09-10	2016-02-29
	Rep	Dealing in securities	2014-09-10	2016-02-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.