Personnel Hong Kong SFC License Details (ID 2318880)

Personnel Hong Kong SFC License Details (ID 2318880)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AMPLE CAPITAL LIMITED	Rep	Advising on corporate finance	2018-06-15	2018-10-18
HUABANG CORPORATE FINANCE LIMITED	Rep	Advising on corporate finance	2017-06-20	2018-05-25
Gram Capital Limited	Rep	Advising on corporate finance	2015-06-17	2017-05-08
UPBEST ASSETS MANAGEMENT LIMITED	Rep	Advising on corporate finance	2014-09-11	2015-06-08
	Rep	Advising on securities	2014-09-11	2015-06-08
	Rep	Asset management	2014-09-11	2015-06-08
UPBEST SECURITIES COMPANY LIMITED	Rep	Advising on corporate finance	2014-09-11	2015-06-08
	Rep	Advising on securities	2014-09-11	2015-06-08
	Rep	Asset management	2014-09-11	2015-06-08
	Rep	Dealing in securities	2014-09-11	2015-06-08