Personnel Hong Kong SFC License Details (ID 2319950)

Personnel Hong Kong SFC License Details (ID 2319950)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SMART GRANDLY ASSET MANAGEMENT LIMITED	RO	Asset management	2022-01-25	2025-10-31
	Rep	Asset management	2019-11-04	2022-01-25
GRANDLY FINANCIAL SERVICES LIMITED	RO	Dealing in securities	2019-10-17	2025-10-31
SMART GRANDLY ASSET MANAGEMENT LIMITED	RO	Advising on securities	2019-10-17	2025-10-31
GRANDLY FINANCIAL SERVICES LIMITED	RO	Dealing in futures contracts	2019-08-15	2025-10-31
	Rep	Dealing in futures contracts	2019-05-27	2019-08-15
COFCO Futures (International) Co., Limited	RO	Dealing in futures contracts	2018-11-28	2019-04-04
CHINA CIFCO SECURITIES CO., LIMITED	RO	Advising on securities	2017-05-18	2018-04-11
	RO	Dealing in securities	2017-05-18	2018-04-11
	Rep	Advising on securities	2016-03-21	2017-05-18
	Rep	Dealing in securities	2015-07-08	2017-05-18
CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED	RO	Dealing in futures contracts	2014-09-15	2018-04-11