Personnel SFC Licences and HKMA Registrations (ID 23203058)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
M&G Investments (Hong Kong) Limited	Rep	Advising on securities	2024-10-17	-
	Rep	Dealing in securities	2024-10-17	-
PineBridge Investments Asia Limited	Rep	Advising on securities	2022-03-29	2024-05-31
	Rep	Dealing in securities	2022-03-29	2024-05-31
PineBridge Investments Hong Kong Limited	Rep	Dealing in securities	2022-03-29	2024-05-31
BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2021-06-21	2022-02-26
	Rep	Dealing in securities	2021-06-21	2022-02-26
iFAST Financial (HK) Limited	Rep	Advising on securities	2019-05-21	2021-06-04
	Rep	Dealing in securities	2019-05-21	2021-06-04
iFAST Global Markets (HK) Limited	Rep	Advising on securities	2019-05-21	2020-02-13
	Rep	Dealing in securities	2019-05-21	2020-02-13
iFAST Securities (HK) Limited	Rep	Dealing in securities	2019-05-21	2021-06-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.