Personnel SFC Licences and HKMA Registrations (ID 23208567)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2021-01-08	-
	Rep	Advising on securities	2020-12-28	-
Daiwa Capital Markets Hong Kong Limited	Rep	Advising on securities	2019-05-22	2020-11-28

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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