| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| BOCHK Asset Management Limited | Rep | Advising on securities | 2026-10-23 | - |
| Rep | Asset management | 2026-10-23 | - | |
| Rep | Dealing in securities | 2026-10-23 | - | |
| HANG SENG INVESTMENT MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2021-10-11 | 2026-09-27 |
| Rep | Advising on securities | 2021-09-23 | 2026-09-27 | |
| Rep | Asset management | 2021-09-23 | 2026-09-27 | |
| Rep | Dealing in securities | 2021-09-23 | 2026-09-27 | |
| PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED | Rep | Dealing in securities | 2018-07-10 | 2021-08-07 |
| Rep | Advising on securities | 2017-07-26 | 2021-08-07 | |
| Rep | Asset management | 2017-07-26 | 2021-08-07 | |
| UBS SDIC Asset Management (Hong Kong) Company Limited | Rep | Advising on securities | 2015-10-23 | 2017-07-18 |
| Rep | Asset management | 2015-10-23 | 2017-07-18 | |
| Rep | Dealing in securities | 2015-10-23 | 2017-07-18 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on futures contracts | 2014-09-17 | 2015-10-09 |
| Rep | Advising on securities | 2014-09-17 | 2015-10-09 | |
| Rep | Asset management | 2014-09-17 | 2015-10-09 | |
| HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2014-09-17 | 2015-10-09 |
| Rep | Advising on securities | 2014-09-17 | 2015-10-09 | |
| Rep | Asset management | 2014-09-17 | 2015-10-09 | |
| HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED | Rep | Advising on securities | 2014-09-17 | 2015-10-09 |
| Rep | Asset management | 2014-09-17 | 2015-10-09 |
No HKMA registrations in the collected records.