| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| NATIXIS ASIA LIMITED | Rep | Advising on securities | 2023-04-06 | - |
| Rep | Dealing in securities | 2023-04-06 | - | |
| J.P. MORGAN BROKING (HONG KONG) LIMITED | Rep | Advising on futures contracts | 2016-10-12 | 2020-06-24 |
| Rep | Dealing in futures contracts | 2016-10-12 | 2020-06-24 | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2014-09-18 | 2016-07-16 |
| Institution | Activity | HKMA role | Capacity | From | Until | Status |
|---|---|---|---|---|---|---|
| NATIXIS | Dealing in securities | Non-EO | GLOBAL MARKETS SALES | 2023-04-01 | — | Current |
| NATIXIS | Advising on securities | Non-EO | GLOBAL MARKETS SALES | 2023-04-01 | — | Current |
| UBS AG | Dealing in securities | Non-EO | — | 2020-09-17 | 2023-01-03 | Former |
| UBS AG | Advising on securities | Non-EO | — | 2020-09-17 | 2023-01-03 | Former |
| UBS AG | Providing automated trading services | Non-EO | — | 2020-09-17 | 2023-01-03 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Dealing in securities | Non-EO | — | 2016-10-12 | 2020-06-24 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Advising on securities | Non-EO | — | 2016-10-12 | 2020-06-24 | Former |
| J.P. MORGAN SECURITIES (ASIA PACIFIC) LIMITED | Providing automated trading services | Non-EO | — | 2016-10-12 | 2020-06-24 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Dealing in securities | Non-EO | — | 2016-10-12 | 2020-06-24 | Former |
| JPMORGAN CHASE BANK, NATIONAL ASSOCIATION | Advising on securities | Non-EO | — | 2016-10-12 | 2020-06-24 | Former |
| 中 信 銀 行 (國 際) 有 限 公 司 | Dealing in securities | Non-EO | — | 2012-02-18 | 2014-08-01 | Former |