| SHACOM FUTURES LIMITED | Rep | Advising on futures contracts | 2022-12-28 | 2024-06-29 |
| Rep | Dealing in futures contracts | 2022-12-16 | 2024-06-29 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2017-02-23 | 2022-10-31 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-06-02 | 2022-10-31 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-06-02 | 2022-10-31 |
| ZHONGTAI INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-12-18 | 2016-05-31 |
| ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-12-18 | 2016-05-31 |
| KGI ASIA LIMITED | Rep | Dealing in securities | 2014-09-18 | 2015-12-15 |
| KGI FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2014-09-18 | 2015-12-15 |