Personnel Hong Kong SFC License Details (ID 23219610)

Personnel Hong Kong SFC License Details (ID 23219610)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GUOTAI GLOBAL INVESTMENTS LIMITED	Rep	Advising on securities	2023-11-28	-
	Rep	Asset management	2023-11-28	-
	Rep	Dealing in securities	2023-11-28	-
Bright Fund Management Limited	Rep	Advising on securities	2019-05-24	2023-04-06
	Rep	Asset management	2019-05-24	2023-04-06
	Rep	Dealing in securities	2019-05-24	2023-04-06
CHINA EVERBRIGHT SECURITIES (HK) LIMITED	Rep	Advising on securities	2019-05-24	2023-04-06
	Rep	Asset management	2019-05-24	2023-04-06
	Rep	Dealing in securities	2019-05-24	2023-04-06
CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-05-24	2023-04-06
	Rep	Asset management	2019-05-24	2023-04-06
	Rep	Dealing in securities	2019-05-24	2023-04-06