| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| DL SECURITIES (HK) LIMITED | Rep | Advising on securities | 2025-06-10 | - |
| Rep | Dealing in securities | 2025-06-10 | - | |
| RO | Advising on securities | 2023-04-24 | 2025-06-10 | |
| RO | Dealing in securities | 2023-04-24 | 2025-06-10 | |
| Rep | Advising on securities | 2023-02-28 | 2023-04-24 | |
| Rep | Dealing in securities | 2023-02-28 | 2023-04-24 | |
| KB Securities Hong Kong Limited | RO | Advising on corporate finance | 2019-05-24 | 2022-12-19 |
| RO | Advising on securities | 2019-05-24 | 2022-12-19 | |
| RO | Dealing in securities | 2019-05-24 | 2022-12-19 |
No HKMA registrations in the collected records.