Personnel Hong Kong SFC License Details (ID 2322540)

Personnel Hong Kong SFC License Details (ID 2322540)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Equities First Holdings Hong Kong Limited	RO	Dealing in securities	2020-01-20	2020-08-17
	Rep	Dealing in securities	2019-05-21	2020-01-20
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2014-09-19	2016-08-09
	Rep	Advising on securities	2014-09-19	2016-08-09
	Rep	Dealing in securities	2014-09-19	2016-08-09
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2014-09-19	2016-08-09
	Rep	Advising on securities	2014-09-19	2016-08-09
	Rep	Dealing in securities	2014-09-19	2016-08-09