Personnel Hong Kong SFC License Details (ID 2323082)

Personnel Hong Kong SFC License Details (ID 2323082)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Robeco Hong Kong Limited	Rep	Dealing in securities	2025-07-21	2025-07-28
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2018-05-30	2019-12-09
	Rep	Dealing in securities	2018-05-30	2019-12-09
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2017-06-27	2017-06-27
	Rep	Advising on securities	2016-09-26	2016-10-07
	Rep	Advising on securities	2016-02-29	2016-03-04
	Rep	Advising on securities	2015-10-02	2015-10-08
	Rep	Advising on securities	2015-05-08	2015-05-21
	Rep	Advising on securities	2015-02-04	2015-02-17
	Rep	Advising on securities	2014-09-22	2014-10-03