Personnel SFC Licences and HKMA Registrations (ID 2323086)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC Securities Brokerage (HK) Limited	Rep	Advising on securities	2019-03-22	-
CITIC Securities Futures (HK) Limited	Rep	Dealing in futures contracts	2016-02-26	-
CITIC Securities Brokerage (HK) Limited	Rep	Dealing in securities	2014-09-22	-

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

HKMA records could not be loaded. Please try again later.