Personnel Hong Kong SFC License Details (ID 2323792)

Personnel Hong Kong SFC License Details (ID 2323792)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AP Capital Management (Hong Kong) Limited	Rep	Advising on futures contracts	2019-03-19	2020-09-30
	Rep	Advising on securities	2019-03-19	2020-09-30
	Rep	Asset management	2019-03-19	2020-09-30
	Rep	Dealing in futures contracts	2019-03-19	2020-09-30
	Rep	Dealing in securities	2019-03-19	2020-09-30
BLUEFIN HK LIMITED	Rep	Dealing in securities	2015-04-09	2017-11-24
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Asset management	2014-09-23	2015-02-06
	Rep	Dealing in securities	2014-09-23	2015-02-06