Personnel Hong Kong SFC License Details (ID 2324451)

Personnel Hong Kong SFC License Details (ID 2324451)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2019-06-03	2020-09-01
	Rep	Dealing in securities	2019-06-03	2020-09-01
	RO	Advising on corporate finance	2015-08-19	2017-11-08
	RO	Dealing in securities	2015-08-19	2017-11-08
Macquarie Corporate (Hong Kong) Limited	RO	Advising on corporate finance	2015-08-19	2017-03-31
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2014-09-24	2015-08-19
	Rep	Dealing in securities	2014-09-24	2015-08-19
Macquarie Corporate (Hong Kong) Limited	Rep	Advising on corporate finance	2014-09-24	2015-08-19