Personnel Hong Kong SFC License Details (ID 23245642)

Personnel Hong Kong SFC License Details (ID 23245642)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Oshidori Corporate Finance Limited	Rep	Advising on corporate finance	2021-01-07	2023-09-01
Oshidori Securities Limited	Rep	Advising on securities	2021-01-07	2023-09-01
	Rep	Asset management	2020-12-08	2023-09-01
	Rep	Dealing in futures contracts	2020-12-08	2023-09-01
	Rep	Dealing in securities	2020-12-08	2023-09-01
Planetree Asset Management Limited (HK)	Rep	Asset management	2019-05-31	2020-11-30
Planetree Futures Limited	Rep	Dealing in futures contracts	2019-05-31	2020-11-30
Planetree Securities Limited	Rep	Dealing in securities	2019-05-31	2020-11-30