Personnel Hong Kong SFC License Details (ID 2325090)

Personnel Hong Kong SFC License Details (ID 2325090)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2018-03-02	2021-04-22
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2015-09-07	2018-01-15
	Rep	Advising on securities	2015-09-07	2018-01-15
	Rep	Dealing in securities	2015-09-07	2018-01-15
BOCOM International (Asia) Limited	Rep	Advising on corporate finance	2014-09-25	2015-08-23
	Rep	Dealing in securities	2014-09-25	2015-08-23
BOCOM International Securities Limited	Rep	Advising on securities	2014-09-25	2015-08-23
	Rep	Dealing in securities	2014-09-25	2015-08-23